-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J8J4HaHOs/G5S4bxfSQ1mo2f8y9KDxwoTau/sMxgck90u8sxqU8b8RxjpXs/JIdL rFYJgmCL8wnitIgSkOCyqA== 0000884634-98-000022.txt : 19980225 0000884634-98-000022.hdr.sgml : 19980225 ACCESSION NUMBER: 0000884634-98-000022 CONFORMED SUBMISSION TYPE: SC 13G CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980224 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TVI CORP CENTRAL INDEX KEY: 0000352079 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 521085536 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-36413 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 10209 BACON DRIVE CITY: BELTSVILLE STATE: MD ZIP: 20705 BUSINESS PHONE: 3015959233 FORMER COMPANY: FORMER CONFORMED NAME: TVI ENERGY CORP DATE OF NAME CHANGE: 19860908 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HERZOG HEINE GEDULD INC CENTRAL INDEX KEY: 0000884634 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 131955436 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: 10TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2014184312 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: 10TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 SC 13G 1 THIS DOCUMENT IS A COPY OF THE SCHEDULE 13G FILED ON FEBRUARY 13,1998 PURSUANT TO A RULE 201 TEMPORARY HARDSHIP EXEMPTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* (Name of Issuer) TVI CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 872916101 (CUSIP Number) Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. Names of Reporting Persons: Herzog, Heine, Geduld, Inc. I.R.S. Identification Nos. Of above Persons (entities only): #13-1955436 2. Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3. SEC use only ____________________________ 4. Citizenship or place of organization: New York Number of 5. Sole Voting Power: 407,123 Shares Beneficially 6. Shared Voting Power: None Owned by Each 7. Sole Dispositive Power: 407,123 Reporting Person With 8. Shared Dispositive Power: None 9. Aggregate Amount Beneficially Owned by Each Reporting Person 407,123 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares* (Not Applicable) 11. Percent of Class Represented by Amount in Row 9: 6.77 12. Type of Reporting Person*: BD Item 1(a) Name of Issuer TVI CORPORATION (the "Company") Item 1(b) Address of Issuer's Principal Executive Offices 10209 BACON DRIVE BELTSVILLE, MD 20705 Item 2(a) Name of Person Filing Herzog, Heine, Geduld, Inc. ("HHG") Item 2(b) Address of Principal Business Office 525 Washington Blvd. Jersey City, NJ 07310 Item 2(c) Citizenship New York Corporation Item 2(d) Title of Class of Securities Common Stock Item 2(e) Cusip Number 872916101 Item 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) or 13d-2(b) CHECK WHETHER THE PERSON FILING IS A: This statement is filed by HHG, which is a broker- dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended. Item 4 Ownership (a) as of January 1, 1998, HHG owned 407,123 shares of Common Stock. (b) HHG's Common Stock ownership as of January 1, 1998 represented 6.77% of the outstanding Common Stock based upon the outstanding share figure retrieved from Williams Act Report and/or Company. (C) HHG has sole power to vote and to dispose of shares of Class A Common Stock. Item 5. Ownership of Five Percent or Less of A Class (Not applicable) Item 6. Ownership of More Than Five Percent on Behalf of Another Person (Not applicable) Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company (Not applicable) Item 8. Identification and Classification of Members of the Group (Not applicable) Item 9. Notice of Dissolution of Group (Not applicable) Item 10. Certification By signing below I certify that, to the best of my knowledge and behalf, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I Certify that the information set forth in this statement is true, complete and correct. HERZOG, HEINE, GEDULD, INC. By: /s/ Alan DeLauro __________________________ Alan DeLauro Senior Vice President and Director of Compliance -----END PRIVACY-ENHANCED MESSAGE-----